Max Foster Ruffcorn

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Redding, CA
• 09/2015 → Present
  Bank Of America, N.A.
  Redding, CA

Previous Registrations

• 2011-01-03 → 2015-08-18
  Wells Fargo Clearing Services, Llc
  Paradise, CA
  Chico, CA
  Oroville, CA
  Chico, CA
  Santa Rosa, CA
  Redding, CA
  Sacramento, CA
  Paradise, CA
  Oroville, CA
  Chico, CA
  Red Bluff, CA
  Roseville, CA
  Red Bluff, CA
  Corte Madera, CA
• 2008-03-31 → 2011-01-03
  Wells Fargo Investments, Llc
  Redding, CA
  Redding, CA

Other Businesses

I*84419 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: N/A - RENTAL PROPERTYINVESTMENT RELATED: NADDRESS OF BUSINESS:REDDING, CALIFORNIA 96002NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2015 NUMBER OF HOURS DEVOTED: 2 HOURS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY THAT IS SELF MANAGED. I DEAL WITH/MAINTAIN THE PROPERTY I*: 2813291 Entity Type: Charitable Name of OBA: Sierra Nevada Swimming Address: Rio Linda, CA 95673 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 09/03/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Member of the finance committee, expected to help with determining the annual budget and helping with annual audit. I*: 2813292 Entity Type: For Profit Name of OBA: R. Holdings Address: Redding, CA 96003 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/01/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Ownership interest in rental properties owned by myself and my wife I*3827311 Entity Type: Governmental Name of OBA: University Preparatory School Address: Redding, California, 96001 Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/01/2026 Number of Hours: 6, Weekly Number of Hours during trading: 0 Duties: High School Swim Coach at Public School Swim Coach for High School Season

Exams

• S66 Uniform Combined State Law Examination
  2008-03-29