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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-17
  • FL RA
    APPROVED
    Since 2020-08-17

Branch Locations

6419 S Florida Ave Suite #103, Lakeland, FL 33813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Lakeland FL 02/2000 10/2017
Td Ameritrade, Inc. Lakeland FL 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Charles Schwab & Co., Inc. Lakeland FL 07/2020 Present
Boyd Jewelers Wesley Chapel FL 10/2010 Present
  • 02/2000 → 10/2017
    Scottrade, Inc.
    Lakeland, FL
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Lakeland, FL
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2020 → Present
    Lakeland, FL
  • 10/2010 → Present
    Boyd Jewelers
    Wesley Chapel, FL
Previous Registrations
  • 2018-02-28 → 2019-09-11
    Td Ameritrade, Inc.
    Lakeland, FL
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Lakeland, FL
  • 2017-02-16 → 2018-02-26
    Scottrade Investment Management
    Lakeland, FL
Other Businesses

1) BOYD JEWELERS | Investment Related:No|32793 EILAND BLVD.|WESLEY CHAPEL|FL|33545|USA|Retail|OWNER|10/1/2010|Varies|0|Bookkeeping, processing payroll, inventory entry. , 2) Learning Resource Center | Investment Related:No|1628 SOUTH FLORIDA AVE. |LAKELAND|FL|33803|USA|Education|Board Member|6/18/2024|Less than 20|0|?Set policies and guidelines for the Learning Resource Center, ?Establish, monitor, and evaluate annual goals for LRC, including the operating budget, ?Evaluate performance of the Executive Director, ?Assure sufficient funding for LRC, ?Plan and implement fund-raising activities for LRC, and ?Maintain and promote good public relations for LRC in the community. Time Requirement ?Attend regular board meetings, Presently, meetings are held on the third Tuesday of each month, ?Attend yearly Strategic Planning Retreat and appropriate committee meetings, and ?Participate in and support fund-raising activities planned by the Board of Trustees., 3) Au-En Opportunity Ventures, LLC | Investment Related:No|6419 S. Florida Ave. #103|Lakeland|FL|33813|USA|Other|Owner|5/5/2020|Less than 20|2|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-13
S63 Uniform Securities Agent State Law Examination 2003-03-15
  • S66 Uniform Combined State Law Examination
    2017-02-13
  • S63 Uniform Securities Agent State Law Examination
    2003-03-15
Other Names
  • Lydia Arlyne Johnson

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