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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-08-17 |
Branch Locations
6419 S Florida Ave Suite #103, Lakeland, FL 33813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Lakeland | FL | 02/2000 | 10/2017 |
| Td Ameritrade, Inc. | Lakeland | FL | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2019 |
| Charles Schwab & Co., Inc. | Lakeland | FL | 07/2020 | Present |
| Boyd Jewelers | Wesley Chapel | FL | 10/2010 | Present |
1) BOYD JEWELERS | Investment Related:No|32793 EILAND BLVD.|WESLEY CHAPEL|FL|33545|USA|Retail|OWNER|10/1/2010|Varies|0|Bookkeeping, processing payroll, inventory entry. , 2) Learning Resource Center | Investment Related:No|1628 SOUTH FLORIDA AVE. |LAKELAND|FL|33803|USA|Education|Board Member|6/18/2024|Less than 20|0|?Set policies and guidelines for the Learning Resource Center, ?Establish, monitor, and evaluate annual goals for LRC, including the operating budget, ?Evaluate performance of the Executive Director, ?Assure sufficient funding for LRC, ?Plan and implement fund-raising activities for LRC, and ?Maintain and promote good public relations for LRC in the community. Time Requirement ?Attend regular board meetings, Presently, meetings are held on the third Tuesday of each month, ?Attend yearly Strategic Planning Retreat and appropriate committee meetings, and ?Participate in and support fund-raising activities planned by the Board of Trustees., 3) Au-En Opportunity Ventures, LLC | Investment Related:No|6419 S. Florida Ave. #103|Lakeland|FL|33813|USA|Other|Owner|5/5/2020|Less than 20|2|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-15 |
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