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Christopher Lee Curtis

Osaic Institutions, Inc.

South Windsor, CT

Oxford, CT

Fort Meyers, FL

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-14
CT RA APPROVED 2015-12-01
  • FL RA
    APPROVED
    Since 2022-09-14
  • CT RA
    APPROVED
    Since 2015-12-01

Branch Locations

1751 Ellington Rd, South Windsor, CT 06074 • United States

71 Oxford Road, Oxford, CT 06483 • United States

Fort Meyers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 11/2015 Present
United Bank Vernon CT 11/2015 09/2019
Ion Bank Manchester CT 12/2019 Present
  • 11/2015 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 11/2015 → 09/2019
    United Bank
    Vernon, CT
  • 12/2019 → Present
    Ion Bank
    Manchester, CT
Previous Registrations
  • 2011-12-19 → 2015-12-18
    Lpl Financial Llc
    Vernon, CT
    Wethersfield, CT
    Coventry, CT
    Coventry, CT
    Vernon, CT
    Columbia, CT
    Hebron, CT
    New Haven, CT
    Plainville, CT
Other Businesses

1.) ION Bank. Yes, investment related. Sr VP. Started Dec 2019.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-17
S63 Uniform Securities Agent State Law Examination 2008-03-28
  • S65 Uniform Investment Adviser Law Examination
    2011-12-17
  • S63 Uniform Securities Agent State Law Examination
    2008-03-28
Other Names
  • Christopher Curtis

View on SEC IAPD

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Other Investors

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TODD EVAN BECKER
KENNETH RICHARD HUFFINE
Kelly Marie Outhuse
Jonathan Howard Brice
BRIAN M MCQUEENEY
BRIAN KENNETH MAROIS

Other Offices

EDWARD JONES · SOUTH WINDSOR, CT
LPL FINANCIAL LLC · SOUTH WINDSOR, CT
LPL FINANCIAL LLC · SOUTH WINDSOR, CT
LPL FINANCIAL LLC · SOUTH WINDSOR, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · South Windsor, CT
OSAIC WEALTH, INC. · SOUTH WINDSOR, CT
KEY INVESTMENT SERVICES LLC · South Windsor, CT
STRATEGIC FINANCIAL, LLC · SOUTH WINDSOR, CT

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