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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-15 |
| CA | RA | APPROVED | 2013-04-30 |
Branch Locations
27480 W Lugonia Ave, Redlands, CA 92374 • United States
11205 Sierra Ave, Fontana, CA 92337 • United States
296 W Highland Ave, San Bernardino, CA 92405 • United States
140 Hidden Valley Pkwy Ste G, Norco, CA 92860 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
535 N Mckinley St, Corona, CA 92879 • United States
Mira Loma, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 04/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
WET DREAM LLC; INV RELATED; CHULA VISTA, CA; LLC FOR HOLDING TITLE FOR VESSEL;100% OWNERSHIP; START DATE: 08/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-09 |
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