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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-31
FL RA APPROVED 2011-10-31
  • TX RA
    APPROVED_RES
    Since 2019-01-31
  • FL RA
    APPROVED
    Since 2011-10-31

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Parkland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Springs FL 10/2011 Present
Bank Of America, N.A. Coral Springs, FL 11/2011 Present
Previous Registrations
  • 2011-01-24 → 2011-10-18
    Osaic Fs, Inc.
    Boca Raton, FL
Other Businesses

I*587229 For profit or not for profit: Entity For Profit Name of outside business organization: Marlon Miles Investment related: N Address of business: Parkland, Florida, 33076 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 11/21/2021 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I will be teaching a group fitness class one hour long, no more than two per week, evening or weekend

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-10
  • S66 Uniform Combined State Law Examination
    2011-01-10
Other Names
  • Marlon Del Miles

View on SEC IAPD

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