Joseph Karl

Current Employers

Employment History

• 02/2012 → Present
  Provenance Wealth Advisors
  Ft. Lauderdale, FL
• 08/2013 → 08/2023
  Raymond James Financial Services
  Ft. Lauderdale, FL
• 09/2013 → 08/2023
  Raymond James Financial Services Advisors Inc.
  Fort Lauderdale, FL
• 08/2023 → Present
  Pwa Securities, Llc
  Ft. Lauderdale, FL

Previous Registrations

• 2013-09-11 → 2023-08-25
  Raymond James Financial Services Advisors, Inc
  Fort Lauderdale, FL
• 2012-08-31 → 2013-09-03
  Walnut Street Securities, Inc.
  Fort Lauderdale, FL
• 2008-11-24 → 2012-01-31
  Osaic Fa, Inc.
  Cincinnati, OH
• 2008-05-14 → 2008-11-21
  Mml Investors Services, Llc
  Cincinnati, OH

Other Businesses

(1)Name of Business: Provenance Wealth Advisors Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, 33301, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Life insurance sales (2)Name of Business: Provenance Wealth Advisors Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, 33301, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 12/05/2013 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Provide financial planning for a fee. (3) Name of Business: Boulder Investment Group-804 SW 9th St. Ft. Lauderdale, FL 33315 -Self Directed Investment Club - Start Date 12/1/2023 - Hours per month devoted to business 1 , Hours per month devoted to Business during trading hours 1. (4) Name of Business: Leadership Broward Foundation Role: Board Member Address: 1330 SE 4th Ste# 1 Ft.Lauderdale, FL 33316 Nature of Business; Non Profit Start Date: 06/08/2023 Hours per month devoted to business 2-10, Hours devoted per month during trading hours 1 (5) Name of Business: Ft. Lauderdale Chamber of Commerce Role: Board Member : 512 NE 3rd Ave Ft. Lauderdale, FL 33301 - Nature of Business: Non Profit - Start Date: 3/01/2023 Hours per month devoted to business 2-10, Hours per month devoted to business during trading hours 2-10 (6) Name of Business: Karl Capital Capital Holdings LLC - Position: Non Operation Owner - Address: 804 SW 9th Street Ft.Lauderdale, FL 33315- Business: Real Estate Investing

Exams

• S66 Uniform Combined State Law Examination
  2012-03-08

Other Names

• Joseph Michael Karl
• Joseph Michael Karl