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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-21
FL RA APPROVED 2008-01-08
  • TX RA
    APPROVED_RES
    Since 2015-10-21
  • FL RA
    APPROVED
    Since 2008-01-08

Branch Locations

301 East Pine Street Suite 1100, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Orlando FL 01/2008 Present
Previous Registrations
  • 2000-05-19 → 2008-01-10
    A. G. Edwards & Sons, Inc.
    Orlando, FL
    Orlando, FL
Other Businesses

(1) Rotary Club of Lake Buena Vista Address: Lake Buena Vista , FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Administration Investment Related:Yes Start Date: 07/01/2009 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0.5 Description of duties: Youth Services Chair - organizing and implementing the service projects involving youths in the community.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-25
  • S63 Uniform Securities Agent State Law Examination
    2000-05-25

View on SEC IAPD

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