Louis A Klos

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Advised Assets Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2010-07-07 → 2012-06-15
  Missionsquare Retirement
  Washington, DC
• 2008-12-15 → 2009-11-25
  Equitable Advisors, Llc
  Sarasota, FL
  Tampa, FL

Other Businesses

DINOSAUR SAFARIS, INC. NOT AN INVESTMENT RELATED COMPANY. ADDRESS: 1603 US HIGHWAY 14 E. SHELL WY 82441. PURPOSE IS TO EXCAVATE AND SELL DINOSAUR BONES FROM THE JURASSIC PERIOD. I AM THE VICE PRESIDENT AND MINORITY STOCK HOLDER OF THE S-CORPORATION. MY RELATIONSHIP WITH THE ORGANIZATION BEGAN IN 2000 WHEN MY PARENTS GAVE THEIR SHARE OF THE COMPANY TO THEIR 8 CHILDREN. I CURRENTLY HAVE A 4% STAKE IN THE COMPANY AND SPEND LESS THAN 1 HOUR PER MONTH WORKING WITH THE PRESIDENT AND MAJORITY STOCK HOLDER BOB SIMON. NO HOURS ARE DEVOTED DURING TRADING HOURS. MY PRIMARY DUTIES ARE TO DISTRIBUTE THE ANNUAL TAX DOCUMENTS TO MY SIBLINGS AND INFORM THEM OF ALL CORRECSPONDENCE BETWEEN MYSELF AND THE PRESIDENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-20
• S63 Uniform Securities Agent State Law Examination
  2008-05-27

Other Names

• Louis F Klos