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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2017-06-03
  • ND RA
    APPROVED
    Since 2017-06-03

Branch Locations

1111 31St Ave Sw Ste A, Minot, ND 58701 • United States

Minot, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Service, Inc Minot ND 04/2015 03/2020
Ameriprise Financial Services, Llc Minot ND 03/2020 Present
Other Businesses

Outside Employment; LFP Consulting LLC; Operations Specialist - Troubleshoot questions that advisors and staff have regarding processes and reports. I do staff and advisor training as well where needed.; Entity for payroll and benefits; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 03/16/2017; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-23
S63 Uniform Securities Agent State Law Examination 2010-12-16
  • S66 Uniform Combined State Law Examination
    2015-06-23
  • S63 Uniform Securities Agent State Law Examination
    2010-12-16
Other Names
  • Shantal Dostert
  • Shantal M Fimreite

View on SEC IAPD

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