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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-08-09
TX RA APPROVED_RES 2016-01-26
ND RA APPROVED 2009-01-02
  • AZ RA
    APPROVED
    Since 2019-08-09
  • TX RA
    APPROVED_RES
    Since 2016-01-26
  • ND RA
    APPROVED
    Since 2009-01-02

Branch Locations

2900 10Th St. Sw Suite C, Minot, ND 58701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Minot ND 10/2000 Present
Raymond James Financial Services Advisors, Inc Minot ND 01/2009 Present
Mmdr Real Estate Llp Minot ND 03/2009 Present
Advanced Investment Consulting Inc. Minot ND 05/2005 Present
  • 10/2000 → Present
    Raymond James Financial Services, Inc.
    Minot, ND
  • 01/2009 → Present
    Minot, ND
  • 03/2009 → Present
    Mmdr Real Estate Llp
    Minot, ND
  • 05/2005 → Present
    Advanced Investment Consulting Inc.
    Minot, ND
Other Businesses

(1)Name of Business: Advanced Investment Consulting Inc. Address: 2900 10th St SW Ste C, Minot, ND, 58701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/31/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I started an Sub S corportation to take care of payroll and etc for my Raymond James Branch (2)Name of Business: MMDR Real Estate Llp Address: 536 27th St. NW, Minot, ND, 58703, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/25/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-20
  • S63 Uniform Securities Agent State Law Examination
    1988-10-20
Designations
Other Names
  • Rob Dick

View on SEC IAPD

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