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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-10 |
Branch Locations
Cwm Retail, Sales 10081 Valley View Street, Cypress, CA 90630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Huntington Beach | CA | 03/2005 | 11/2021 |
| Citigroup | Cypress | CA | 11/2021 | Present |
//Landscaping Business; Investment Related: N; Nature: RESIDENTIAL LIGHT LANDSCAPING.;United States of America,California,Westminster; Started: 2023-11-04; Title: SOLE OWNER.; Duties: MISCELLANEOUS RESIDENTIAL LIGHT LANDSCAPING ON SATURDAYS AND SUNDAYS. ; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 1-5////PRIVATE GOLF LESSON AND INSTRUCTION. NO DBA NAME CHOSEN YET.; Investment Related: N; Nature: FEES FOR LESSONS;United States of America,California,Westminster; Started: 2026-07-11; Title: INSTRUCTOR; Duties: GOLF INSTRUCTION TO AMATEUR GOLFERS; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 6-10//
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-21 |
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