Jacob Egan Frank

Current Employers

Employment History

• 04/2012 → Present
  Roth Capital Partners, Llc
  Newport Beach, CA
• 11/2020 → Present
  Roth Canada, Inc.
  Toronto

Previous Registrations

• 2008-03-24 → 2010-07-20
  Wells Fargo Investments, Llc
  Anaheim, CA

Other Businesses

(1) Jamboree Food Innovations, Inc. - Not Investment related - 4533 MacArthur Blvd, Suite A-2002 Newport Beach, CA 92660. Nature of the business is to provide organic pudding products. My title is Partner as of January 2018. I devote approximately 6-10 hours per month during non-securities trading hours. My duties are to advise business/ partners on various topics, including product formulation, supply chain and marketing. (2) M12 Enterprises, LLC - not investment related - 360 E. 1st St. #2014 - Tustin, CA 92780 - marketing of beverage products - advisor co-founder - 9/24/2019 - <5 hours a month - general advisory. (3) 8385 Holdings, LLC - holding company for single investment M12 Enterprises, LLC. - Passive investor - 9/24/2019 - <5 hours a month. (4) ROTH Canada, Inc. (An affiliate of ROTH Capital Partners) - Investment Related - Address: 130 King Street, Suite # 1909 Toronto, ON M5X 1E3, Canada - Nature of Business : Investment Bank/Broker dealer in Canada - Position/Title : Investment Banker - Start Date : 11/30/2020 - Approx. # of hours per month devoted to ROTH Canada : 20 - Approx. # of hours per month devoted to ROTH Canada during securities trading hours: 20 - Duties : Capital raising and M&A activities in Canada (5) Preface Financial Partners - Not Investment Related - 1131 La Limonar Rd., Santa Ana, CA 92705 - Nature of the other business : Wife's CPA Business (Accounting Advisory) - Title/Position/Relationship: Co-Founder - Start date of relationship : October 2022- Approximate hours/month devoted to the other business: 1-5 - Number of hours devoted to the other business during securities trading hours : 0 Duties: Advisor to the management team on strategy & services provided.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-21