Patrick Michael Alfano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2017
  Securian Financial Services Inc
  St Paul, MN
• 08/2017 → Present
  Lpl Financial, Llc
  Greenwood Village, CO
• 09/2017 → 06/2020
  Prosperion Planning, Llc (Dba: Prosperion Financial Advisors)
  Greenwood Village, CO

Previous Registrations

• 2017-09-18 → 2020-07-29
  Prosperion Financial Advisors
  Greenwood Village, CO
• 2015-10-14 → 2017-08-17
  Securian Financial Services, Inc.
  Colorado Springs, CO
  Colorado Springs, CO
  Greenwood Village, CO

Other Businesses

1. 8/25/2017 - PROSPERION FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/21/2017. 2. 5/5/2021 - PMA Advisory Services LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 4/15/2021 - 40 Hours Per Month/40 Hours During Securities Trading - for tax purposes in my business and will receive revenue through my LPL compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-12
• S63 Uniform Securities Agent State Law Examination
  2008-04-07