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Zachary Steven Daeges

Roehl & Yi Investment Advisors, LLC

Portland, OR

Eugene, OR

CRD 5476703

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Employer firm

Roehl & Yi Investment Advisors, LLC CRD 109258

$959M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Roehl & Yi Investment Advisors, Llc

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-10-21
MN RA APPROVED 2018-08-22
  • OR RA
    APPROVED
    Since 2024-10-21
  • MN RA
    APPROVED
    Since 2018-08-22

Branch Locations

5717 Se 40Th Ave, Portland, OR 97202 • United States

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roehl & Yi Investment Advisors, Llc Minneapolis MN 08/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-07
  • S65 Uniform Investment Adviser Law Examination
    2015-11-07

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.

Nearby Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

More in Portland, OR

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