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Nathan Faldmo

Foundations Investment Advisors LLC

Phoenix, AZ

Phoenix, AZ

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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
AZ RA APPROVED 2024-02-15
  • TX RA
    APPROVED
    Since 2026-08-04
  • AZ RA
    APPROVED
    Since 2024-02-15

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

4310 E Cotton Center Blvd #120, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stableford Capital, Llc Scottsdale AZ 11/2014 06/2020
Purshe Kaplan Sterling Investments Albany NY 01/2015 05/2020
Kingdom Financial Group Llc Peoria AZ 09/2021 01/2024
Fullerton Financial Peoria AZ 09/2021 01/2024
Heritage Financial Partners Gilbert AZ 06/2020 09/2021
Foundations Investment Advisors, Llc Phoenix AZ 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-10
S63 Uniform Securities Agent State Law Examination 2009-09-18
  • S66 Uniform Combined State Law Examination
    2014-04-10
  • S63 Uniform Securities Agent State Law Examination
    2009-09-18
Designations
Other Names
  • Nathan Patrick Faldmo

View on SEC IAPD

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