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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-01
TX RA APPROVED 2024-07-01
  • IN RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED
    Since 2024-07-01

Branch Locations

600 E. 96Th Street Suite 130, Indianapolis, IN 46240 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc Indianapolis IN 04/2015 04/2017
Buckingham Asset Management, Llc Clayton MO 04/2017 06/2024
Focus Partners Wealth, Llc Clayton MO 07/2024 Present
  • 04/2015 → 04/2017
    Tdameritrade, Inc
    Indianapolis, IN
  • 04/2017 → 06/2024
    Buckingham Asset Management, Llc
    Clayton, MO
  • 07/2024 → Present
    Clayton, MO
Previous Registrations
  • 2017-07-17 → 2024-11-14
    Buckingham Strategic Wealth, Llc
    Indianapolis, IN
    St Louis, MO
  • 2015-04-20 → 2017-04-06
    Td Ameritrade, Inc.
    Indianapolis, IN
  • 2015-04-20 → 2017-04-06
    Td Ameritrade Investment Management, Llc
    Indianapolis, IN
  • 2013-06-20 → 2015-04-17
    Naples, FL
    Fishers (Indianapolis), IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-19
S63 Uniform Securities Agent State Law Examination 2008-06-13
  • S66 Uniform Combined State Law Examination
    2013-06-19
  • S63 Uniform Securities Agent State Law Examination
    2008-06-13
Designations

View on SEC IAPD

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