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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St.LOuis | MO | 03/2019 | 08/2019 |
| Us Trust | Seattle | WA | 10/2017 | 02/2019 |
| Us Trust | Seattle | WA | 04/2014 | 09/2017 |
| Annexus | Scottsdale | AZ | 09/2019 | 10/2020 |
| Annexus Securities | Scottsdale | AZ | 09/2019 | 10/2020 |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 11/2020 | Present |
| Charles Schwab & Co | Phoenix | AZ | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-03 |
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