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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

21700 Oxnard St, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Beverly Hills CA 09/2014 08/2018
Mufg Union Bank, N.A. Beverly Hills CA 09/2014 08/2018
U.S. Bank Woodland Hills CA 08/2018 Present
U.S. Bancorp Investments, Inc. Woodland Hills CA 08/2018 02/2026
U.S. Bancorp Advisors, Llc Woodland Hills CA 02/2026 Present
  • 09/2014 → 08/2018
    Unionbanc Investment Services
    Beverly Hills, CA
  • 09/2014 → 08/2018
    Mufg Union Bank, N.A.
    Beverly Hills, CA
  • 08/2018 → Present
    U.S. Bank
    Woodland Hills, CA
  • 08/2018 → 02/2026
    Woodland Hills, CA
  • 02/2026 → Present
    Woodland Hills, CA
Previous Registrations
Other Businesses

1) Glendale & Wilson L.P./ AKS Property Investments; Investment-Related; Glendale, CA; Passive Real estate Investment; 8% of apartment building; Limited Partner- non manager; 2016; 0 hour/month; 0 hours/trading; No duties 2) California State University Northridge Foundation; Investment-related; Northridge, CA; Volunteer Service on the Board of Trustees; Co-Chair Finance & Investment Committee and Member of the Board Development Committee; Co-Chair/Trustee 10/2022; 2 hours/ month; 0 hours/ trading; Providing guidance, along with other trustees, to Foundation employees and leadership. Helping to create awareness around CSUN strategic initiatives. With new committee leadership, I will help lead the Finance and Investment Committee. The committee is made up of other volunteer board members as well as the President and CFO. 3) California Science Center Foundation; Investment-related; Los Angeles, CA; Volunteer community service supporting the California Science Center; Chair of the Board of Trustees; 08/2025; 6 hours/ month; 0 hours/ trading; Governance of the Foundation. 4) North Valley YMCA Board of Managers; Non Investment-related; Porter Ranch, CA; Volunteer Non-profit Organization Board Service; Board Member; 07/2021; 4 hours/ month; 4 hours/ trading; Chair board of managers as well as the following: Board development committee, annual fundraising campaign committee. 5) YMCA of Metropolitan Los Angeles; Not investment-related; Los Angeles, CA; Community Service, Healthy Living, Youth Development, Community Improvement; Chairman, Board of Governors; 9/2023; 2 hours/month; 0 hours/trading; Volunteer Chair the YMCA of Metropolitan Los Angeles Board of Governors. The Board serves as the primary feedback vehicle for the 27 YMCA Branches in Los Angeles to the Metro Organization. 6) Los Angeles Philharmonic Board of Directors; not investment-related; Los Angeles, CA; Orchestra and music organization serving LA; Director, Volunteer Board of Director Services; 12/2024; 2 hours/month; 0 hours/trading; Nominated to serve as director on the Los Angeles Philharmonic Board of Directors. This will be unpaid volunteer service representing U.S. Bank.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-21
  • S66 Uniform Combined State Law Examination
    2008-03-21

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