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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-11-26 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Gilbert, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Assetmark Brokerage, Llc | Phoenix | AZ | 08/2014 | 03/2018 |
| Assetmark Financial, Inc | Phoenix | AZ | 08/2014 | 03/2018 |
| Northern Trust Co. | Tempe | AZ | 03/2018 | 10/2018 |
| Assetmark Financial Holdings, Inc | Gilbert | AZ | 10/2018 | Present |
| Assetmark Brokerage, Llc | Gilbert | AZ | 11/2018 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 10/2018 - 160 HRS / MONTHLY, SENIOR VENDOR PERFORMANCE LEAD OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. UNIMOCKUPS - ONLINE APPAREL SALES - NOT INVESTMENT RELATED - START DATE 11/2017 - WEBSITE DEVELOPMENT, MARKETING, ORDER FULFILLMENT - OWNER - 20 HRS/MO CHILDREN'S BOOK FOR SALE ON AMAZON - NOT INVESTMENT RELATED - AMAZON.COM - CHILDREN'S BOOK. A PORTION OF MONEY WILL BE DONATED TO SCHOOL - POSITION: AUTHOR - START DATE 6/26/2023 - 8HRS/ MONTH DEVOTED TO OTHER BUSINESS - 0 HOURS DURING SECURITY TRADING HOURS - WRITING AND ILLUSTRATING A CHILDREN'S BOOK, PUBLISHING THE BOOK ON AMAZON.COM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-08 |
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