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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-28
  • FL RA
    APPROVED
    Since 2023-03-28

Branch Locations

400 North Ashley Dr. Ste. 1900, Tampa, FL 33602 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Orange Park FL 03/2017 08/2021
First Command Advisory Services, Inc. Orange Park FL 03/2017 08/2021
First Command Insurance Services, Inc. Orange Park FL 08/2017 08/2021
Mml Investors Services, Llc Jacksonville FL 12/2021 03/2023
Mass Mutual Life Insurance Company Jacksonville FL 11/2021 03/2023
More Space Place Jacksonville FL 05/2014 06/2017
Cambridge Investment Research, Inc. Fairfield IA 03/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2023 Present
  • 03/2017 → 08/2021
    First Command Brokerage Services, Inc
    Orange Park, FL
  • 03/2017 → 08/2021
    First Command Advisory Services, Inc.
    Orange Park, FL
  • 08/2017 → 08/2021
    First Command Insurance Services, Inc.
    Orange Park, FL
  • 12/2021 → 03/2023
    Jacksonville, FL
  • 11/2021 → 03/2023
    Mass Mutual Life Insurance Company
    Jacksonville, FL
  • 05/2014 → 06/2017
    More Space Place
    Jacksonville, FL
  • 03/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2023 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) ERIN COLLEEN OWEN, 14454 WOODFIELD CIRCLE S JACKSONVILLE FL, 03/2023, AGENT, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 15 HR/MO 10 HR/MO TRADING 2) VOYAGER FINANCIAL SOLUTIONS, LLC, 14454 WOODFIELD CIRCLE SOUTH JACKSONVILLE FL, 05/2023, PRESIDENT, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 50 HR/MO 30 HR/MO TRADING 3) CHOW DOWN ALLEY, 14775 OLD ST AUGUSTINE ROAD JACKSONVILLE FL, 08/2024, EMPLOYEE, FOOD/BEVERAGE SERVICE, NIR, 25 HR/MO 15 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-07
S63 Uniform Securities Agent State Law Examination 2008-02-28
  • S66 Uniform Combined State Law Examination
    2017-08-07
  • S63 Uniform Securities Agent State Law Examination
    2008-02-28
Other Names
  • Erin Colleen Murphy
  • Erin Colleen Jonjevic
  • Erin Colleen Roskelly

View on SEC IAPD

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