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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2015-01-13 |
| TX | RA | APPROVED_RES | 2015-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Reno | NV | 12/2014 | Present |
1. Reno Rodeo Association; 1350 N. Wells Reno NV 89509; rodeo; Board of Directors; vote on decisions needed by reno rodeo association; 4/10/19; 5 hr/mo; not during securities trading hours; not investment related. 2. Reno Rodeo Executive Board; 1350 N. Wells Reno NV 89509; Board of Directors; I sit on a 60 person board of directors, I do not give any advice on those while on those committees; 08/10/2022; 100 Hours per Year; not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-15 |
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