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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-10 |
| FL | RA | APPROVED | 2018-07-03 |
| GA | RA | APPROVED | 2018-07-02 |
Branch Locations
3555 North Crossing Circle, Valdosta, GA 31602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 12/2007 | 06/2018 |
| Stifel Nicolaus & Co Inc | Valdosta | GA | 07/2018 | Present |
1. Valwood School Board of Trustees; 4380 Old US Hahira, GA 31632; No business.; Chair the Board of Directors; Make board decisions for the school; 07/01/2026; 6hrs/mth; During securities trading hours; Not investment related 2. Perlman Williams, LLP; 109 South Ashley Street Valdosta GA 31602; Private Partnership to acquire real estate; Partner and Owner; 08/13/2026; 1 hr/year; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-04 |
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