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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-10
FL RA APPROVED 2018-07-03
GA RA APPROVED 2018-07-02
  • TX RA
    APPROVED
    Since 2021-05-10
  • FL RA
    APPROVED
    Since 2018-07-03
  • GA RA
    APPROVED
    Since 2018-07-02

Branch Locations

3555 North Crossing Circle, Valdosta, GA 31602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 12/2007 06/2018
Stifel Nicolaus & Co Inc Valdosta GA 07/2018 Present
Previous Registrations
Other Businesses

1. Valwood School Board of Trustees; 4380 Old US Hahira, GA 31632; No business.; Chair the Board of Directors; Make board decisions for the school; 07/01/2026; 6hrs/mth; During securities trading hours; Not investment related 2. Perlman Williams, LLP; 109 South Ashley Street Valdosta GA 31602; Private Partnership to acquire real estate; Partner and Owner; 08/13/2026; 1 hr/year; Not during security trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-04
  • S66 Uniform Combined State Law Examination
    2008-06-04
Designations

View on SEC IAPD

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