Paul William Ha

Current Employers

Employment History

• 04/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Toms River, NJ
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Toms River, NJ
• 07/2021 → Present
  Lpl Financial Llc
  Forked River, NJ

Previous Registrations

• 2016-04-28 → 2021-08-05
  Wells Fargo Clearing Services, Llc
  Toms River, NJ
  Oakhurst, NJ
  Lanoka Harbor, NJ
  Forked River, NJ
  Red Bank, NJ
  Oakhurst, NJ
• 2009-07-23 → 2011-01-24
  Equitable Advisors, Llc
  Toms River, NJ

Other Businesses

1) 07/12/2021 - CORNERSTONE WEALTH PARTNERS LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - 160 Hr/Mth 2) 07/12/2021 - GLADSTONE WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - 160 Hr/Mth 3) 07/12/2021 - BOOK OF BROKERS - Non-Variable Insurance - Inv Rel - Forked River - NJ - 2 Hr/Mth 4) 04/07/2022 - Life Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/31/2022- 5 Hours Per Month/5 Hours During Securities 5) 3/10/2023 - Capitus Financial - Investment Related - 200 Coon Rapids Boulevard, Suite 300, Minneapolis, MN 55433 - Non-Variable Insurance - Start Date - 09/30/2022 - 5 Hours Per Month/2 Hours During Securities Trading 6) 10/02/2023 - Ha Property One LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 2 Hours Per Month/ 0 Hours During Trading 7) 04/02/2025 - Forits Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date: 03/01/2025 - 5 Hours Per Month/ 2 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-04-28

Other Names

• Paul W Ha