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Maribel Sanchez Defauwes

Hsbc Securities (Usa) Inc.

Aventura, FL

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-10
PR RA APPROVED 2026-02-05
PA RA APPROVED 2024-06-12
FL RA APPROVED 2023-12-20
  • GA RA
    APPROVED
    Since 2026-08-10
  • PR RA
    APPROVED
    Since 2026-02-05
  • PA RA
    APPROVED
    Since 2024-06-12
  • FL RA
    APPROVED
    Since 2023-12-20

Branch Locations

2950 Aventura Blvd., Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Miami FL 11/2015 Present
Hsbc Securities (Usa) Inc. Miami FL 12/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-19
S63 Uniform Securities Agent State Law Examination 2008-10-23
  • S66 Uniform Combined State Law Examination
    2023-12-19
  • S63 Uniform Securities Agent State Law Examination
    2008-10-23
Other Names
  • Maribel Sanchez
  • Maribel Lisette Sanchez
  • Maribel Lisette Defauwes

View on SEC IAPD

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