Douglas Joseph Higgins

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2016
  Lpl Financial Llc
  Goodyear, AZ
• 10/2016 → Present
  The Vanguard Group
  Scottsdale, AZ

Previous Registrations

• 2014-09-30 → 2016-10-07
  Lpl Financial Llc
  Goodyear, AZ
  Phoenix, AZ
• 2010-04-13 → 2014-09-23
  Usaa Financial Planning Services
  Phoenix, AZ
• 2008-08-28 → 2010-03-31
  Equitable Advisors, Llc
  Scottsdale, AZ

Other Businesses

Employee of The Vanguard Group, Inc, (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd, Malvern, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2008-04-29

Designations

• Certified Financial Planner

Other Names

• Doug Higgins