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Jesse Erald Lopez

LPl Financial LLC

Orange, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-01
  • CA RA
    APPROVED
    Since 2024-05-01

Branch Locations

701 S Parker St Ste 6400, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 11/2012 05/2024
Lpl Financial Llc Orange CA 05/2024 Present
  • 11/2012 → 05/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 05/2024 → Present
    Orange, CA
Previous Registrations
  • 2014-05-22 → 2024-05-01
    Crown Capital Securities, L.P.
    Orange, CA
    Orange, CA
    Orange, CA
  • 2012-04-17 → 2012-06-07
    St Louis, MO
  • 2012-03-02 → 2012-05-08
    Newport Beach, CA
  • 2012-01-17 → 2012-02-15
    Newport Wealth Strategies, Inc.
    Irvine, CA
Other Businesses

1) 05/01/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 1/1/2013 - 40 Hrs/Mp; 15% of Time Spent. 2) 05/01/2024 - Regal Resources - Non-Inv Related - Orange, CA - Outside/W-2 Employment - Recruiter - Started: 1/1/2018 - 20 Hrs/Mo; 10% of Time Spent. 3) 05/01/2024 - JL Financial Services - Inv Related - Orange, CA - Tax Prep/Accounting/CPA - Owner and Tax Preparer - Started: 1/1/2018 - 80 Hrs/Mo; 25% of Time Spent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-25
  • S66 Uniform Combined State Law Examination
    2010-08-25
Other Names
  • Jesse Lopez

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