Joseph A Stephens

Current Employers

Employment History

• 11/2008 → 08/2022
  Principal Securities, Inc.
  Birmingham, AL
• 11/2008 → 08/2022
  Principal Life Insurance Company
  Birmingham, AL
• 07/2013 → Present
  Edgewood Wealth Advisors
  Birmingham, AL
• 08/2022 → 12/2025
  Private Client Services
  Homewood, AL
• 08/2022 → Present
  Rfg Advisory, Llc Dba Edgewood Wealth Advisors
  Homewood, AL

Previous Registrations

• 2008-11-26 → 2022-08-29
  Principal Securities, Inc.
  Homewood, AL
  Birmingham, AL
• 2008-03-10 → 2008-09-16
  Edward Jones
  Tuscaloosa, AL
  St Louis, MO

Other Businesses

1) Crump Insurance. Investment-related (insurance). 1900 28th Ave S, Suite 110, Homewood, AL 35209. Insurance. Insurance Agent. Start: 2012. 80 hrs/mo; 80 during trading hrs. 2) Edgewood Wealth Advisors. Investment-related. 1900 28th Ave S, Suite 110, Homewood, AL 35209. DBA/Brokerage/Advisory/Insurance. Start: 2012. Owner/Wealth Advisor/Insurance Agent. 160 hrs/mo; 160 during trading hrs. 3) Financial Planning Association (FPA) of North Alabama. Investment-related. P.O. Box 26607, Birmingham, AL 35260. Board of Directors- Member. Treasurer. Start: 2000. 5 hrs/mo; 5 during trading hrs. 4) RFG Advisory LLC. Investment-related. 1400 Urban Center Drive, Ste 475, Vestavia Hills, AL 35242. RIA, Investment Adviser Representative. Start: 8/11/2022. 160 hrs/mo; 160 during trading hrs.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-06

Designations

Other Names

• Joe Stephens