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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2017-08-04
TX RA APPROVED 2017-08-04
  • AR RA
    APPROVED
    Since 2017-08-04
  • TX RA
    APPROVED
    Since 2017-08-04

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

1112 Windover Rd., Jonesboro, AR 72401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Jonesboro AR 08/2008 08/2017
Benjamin F. Edwards & Co. Jonesboro AR 08/2017 Present
  • 08/2008 → 08/2017
    Stephens Inc
    Jonesboro, AR
  • 08/2017 → Present
    Benjamin F. Edwards & Co.
    Jonesboro, AR
Previous Registrations
  • 2008-08-15 → 2017-08-09
    Jonesboro, AR
  • 2008-01-01 → 2008-08-28
    Jonesboro, AR
  • 2005-09-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Jonesboro, AR
    St. Louis, MO
    Jonesboro, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
S63 Uniform Securities Agent State Law Examination 2000-11-21
  • S66 Uniform Combined State Law Examination
    2005-09-02
  • S63 Uniform Securities Agent State Law Examination
    2000-11-21
Other Names
  • Stacy Carol Mounce
  • Stacy Carol Williams
  • Stacy Carol Palmer

View on SEC IAPD

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