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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-25 |
| TX | RA | APPROVED | 2025-07-25 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 01/2008 | Present |
| Self-Employed | Norristown | PA | 06/2014 | 10/2024 |
| Self-Employed | Schwenksville | PA | 03/2020 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 01/2008 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 07/2025 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: E-COMMERCE POSITION: SELLER START DATE: 03/2020 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES OF HANDMADE ITEMS ON ETSY NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: AGENT START DATE: 01/2019 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: AGENT START DATE: 01/2019 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: AGENT START DATE: 12/2018 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: AGENT START DATE: 02/2020 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: AGENT START DATE: 10/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: AGENT START DATE: 01/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: POA FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCHWENKSVILLE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: POA START DATE: 10/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POA FOR IMMEDIATE FAMILY MEMBER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-03 |
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