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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-06-05 |
| CA | RA | APPROVED | 2024-09-25 |
| TX | RA | APPROVED | 2024-09-25 |
Branch Locations
608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2015 | 09/2024 |
| Morgan Stanley Smith Barney Llc | Rolling Hills | CA | 07/2017 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Hills Estates | CA | 09/2024 | Present |
| Bank Of America, N.A. | Rolling Hills Estates | CA | 10/2024 | Present |
I*2025262, Entity Type: Charitable, Name: South Coast Botanic Garden; Investment related-No; Address: Palos Verdes Peninsula, California, 90274 Position: Board Member, 09/01/2022; During business hours: 10hrs/Ann, After business hours: 0; Duties: Board Member, member of finance committee. I*2025268 Rental Property 6 ; Investment related - No; Address: Los Angeles, CA, 90024; Position: Co-owner with other family members; Date started: 12/29/2020 During business hours : 0 After business hours: 0 I*5134267, Entity Type: Entity Charitable, Name of OBA: Logos Evangelical Seminary Foundation, Inc., Address: El Monte, California, 91731, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/01/2027, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: Board Member Board Member for this non-profit foundation, to provide guidance and leadership on its objectives of providing seminary education to graduate students; foundation also has an endowment that it oversees for Logos Evangelical Seminary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-17 |
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