Kevin B Ou

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2024
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 07/2017 → 09/2024
  Morgan Stanley Smith Barney Llc
  Rolling Hills, CA
• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Hills Estates, CA
• 10/2024 → Present
  Bank Of America, N.A.
  Rolling Hills Estates, CA

Previous Registrations

• 2015-07-10 → 2024-10-04
  Morgan Stanley
  Long Beach, CA
  Rolling Hills Estates, CA
  Palos Verdes Estates, CA
• 2008-12-09 → 2015-07-22
  Ubs Financial Services Inc.
  Seal Beach, CA
• 2008-03-18 → 2008-12-08
  Morgan Stanley & Co. Llc
  Long Beach, CA

Other Businesses

I*2025262, Entity Type: Charitable, Name: South Coast Botanic Garden; Investment related-No; Address: Palos Verdes Peninsula, California, 90274 Position: Board Member, 09/01/2022; During business hours: 10hrs/Ann, After business hours: 0; Duties: Board Member, member of finance committee. I*2025268 Rental Property 6 ; Investment related - No; Address: Los Angeles, CA, 90024; Position: Co-owner with other family members; Date started: 12/29/2020 During business hours : 0 After business hours: 0 I*5134267, Entity Type: Entity Charitable, Name of OBA: Logos Evangelical Seminary Foundation, Inc., Address: El Monte, California, 91731, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/01/2027, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: Board Member Board Member for this non-profit foundation, to provide guidance and leadership on its objectives of providing seminary education to graduate students; foundation also has an endowment that it oversees for Logos Evangelical Seminary.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-17

Other Names

• Kevin Benjamin Ou