Best Investors Account Sign in
Inactive

Joseph Benedict Mccarthy

Kingsgrove Management, LLC

Camarillo, CA

Claim This Profile
Current Employers
Kingsgrove Management, Llc

1200 Paseo Camarillo, #150, Camarillo, CA 93010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-02
  • CA RA
    APPROVED
    Since 2017-05-02

Branch Locations

1200 Paseo Camarillo, #150, Camarillo, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsgrove Management, Llc Camarillo CA 05/2017 Present
Mccarthy Management Camarillo CA 01/2006 Present
Mccarthy Productions Llc Camarillo CA 04/2014 11/2021
Kingsgrove Management, Llc Camarillo CA 10/2016 04/2017
Previous Registrations
  • 2010-03-30 → 2010-06-16
    Chase Investment Services Corp.
    New York, NY
  • 2008-03-24 → 2008-07-21
    Morgan Stanley & Co. Llc
    Santa Barbara, CA
Other Businesses

McCarthy Management - THIS BUSINESS IS NON-INVESTMENT RELATED; 1200 PASEO CAMARILLO, SUITE 150, CAMARILLO, CA 93010, EMPLOYEE STATUS TO PERFORM BUSINESS MANAGEMENT SERVICES, START DATE 01/2006 - 20 HOURS A WEEK IS DEVOTED TO THE BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-19
S66 Uniform Combined State Law Examination 2008-03-19
  • S65 Uniform Investment Adviser Law Examination
    2016-12-19
  • S66 Uniform Combined State Law Examination
    2008-03-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Camarillo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor