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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-03 |
| MI | RA | APPROVED | 2017-10-16 |
Branch Locations
39600 Garfield Rd. Ste E, Clinton Twp, MI 48038 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
| National Planning Corporation | Clinton Township | MI | 10/2012 | 10/2017 |
| National Planning Corporation | Clinton Township | MI | 10/2012 | 10/2017 |
1.LAROCCA FINANCIAL SERVICES, 39600 GARDFIELD RD, STE E, CLINTON TOWNSHIP, MI, AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3/WK - 3/TRADING. 2.DOOLEY FRATTINI LAROCCA TAEGEL & ASSOCIATES LLC, 39600 GARFIELD RD, STE 3, CLINTON TOWNSHIP, MI, 11/2015. INV REL - 0 HRS. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-12 |
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