Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-03
MI RA APPROVED 2017-10-16
  • TX RA
    APPROVED_RES
    Since 2021-05-03
  • MI RA
    APPROVED
    Since 2017-10-16

Branch Locations

39600 Garfield Rd. Ste E, Clinton Twp, MI 48038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
National Planning Corporation Clinton Township MI 10/2012 10/2017
National Planning Corporation Clinton Township MI 10/2012 10/2017
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
  • 10/2012 → 10/2017
    National Planning Corporation
    Clinton Township, MI
  • 10/2012 → 10/2017
    National Planning Corporation
    Clinton Township, MI
Previous Registrations
Other Businesses

1.LAROCCA FINANCIAL SERVICES, 39600 GARDFIELD RD, STE E, CLINTON TOWNSHIP, MI, AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3/WK - 3/TRADING. 2.DOOLEY FRATTINI LAROCCA TAEGEL & ASSOCIATES LLC, 39600 GARFIELD RD, STE 3, CLINTON TOWNSHIP, MI, 11/2015. INV REL - 0 HRS. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-20
S63 Uniform Securities Agent State Law Examination 2008-03-12
  • S65 Uniform Investment Adviser Law Examination
    2011-06-20
  • S63 Uniform Securities Agent State Law Examination
    2008-03-12
Designations
Other Names
  • Anthony Guido Larocca
  • Anthony Guido Larocca

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clinton Twp, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor