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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-24
WA RA APPROVED 2020-06-10
  • TX RA
    APPROVED
    Since 2021-05-24
  • WA RA
    APPROVED
    Since 2020-06-10

Branch Locations

15130 Main St Suite 200, Mill Creek, WA 98012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrive Community Fitness Monroe WA 10/2015 09/2016
Raymond James Financial Services, Inc. Mill Creek WA 10/2016 Present
Raymond James Financial Services Advisors, Inc. Mill Creek WA 06/2020 Present
James Macmillan Inc Mill Creek WA 10/2016 12/2024
Rmy Reserve Marysville WA 10/2020 Present
  • 10/2015 → 09/2016
    Thrive Community Fitness
    Monroe, WA
  • 10/2016 → Present
    Raymond James Financial Services, Inc.
    Mill Creek, WA
  • 06/2020 → Present
    Mill Creek, WA
  • 10/2016 → 12/2024
    James Macmillan Inc
    Mill Creek, WA
  • 10/2020 → Present
    Rmy Reserve
    Marysville, WA
Other Businesses

(1)Name of Business: Monroe Christian School Address: 16602 169th St SE, Monroe, WA, 98272, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 02/14/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee for a Christian School. no investments involved. we review and give recommendations to the board for finance related items. they are looking to build a gymnasium and asked me to come on for additional help. (2)Name of Business: Undseth Financial Address: 15130 Main St Ste 200, Mill Creek, WA, 98012, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/03/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Operations Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
S63 Uniform Securities Agent State Law Examination 2015-04-08
  • S66 Uniform Combined State Law Examination
    2019-12-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-08

View on SEC IAPD

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