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Nathan Jeffrey Nelson

Charles Schwab & Co., Inc.

Oak Brook, IL

Oak Brook, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-26
  • IL RA
    APPROVED
    Since 2022-01-26

Branch Locations

540 22Nd Street, Oak Brook, IL 60523 • United States

500 W. 22Nd Street, Oak Brook, IL 60523-1955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Tinley Park IL 01/2008 09/2018
Td Ameritrade, Inc. Tinley Park IL 02/2018 07/2024
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2023
Charles Schwab And Co., Inc. Oak Brook IL 01/2022 Present
Charles Schwab Bank, Ssb Oak Brook IL 07/2022 Present
  • 01/2008 → 09/2018
    Scottrade, Inc.
    Tinley Park, IL
  • 02/2018 → 07/2024
    Td Ameritrade, Inc.
    Tinley Park, IL
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2022 → Present
    Charles Schwab And Co., Inc.
    Oak Brook, IL
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Oak Brook, IL
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Tinley Park, IL
    Oak Brook, IL
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Tinley Park, IL
    Oak Brook, IL
  • 2017-02-28 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) Judith Millea Trust | Investment Related:No|Other|Trustee & estate executor|10/19/2021|Less than 20|0|Immediate family members estate/ trust. This is my Aunt on my Father's side.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-28
S63 Uniform Securities Agent State Law Examination 2009-01-21
  • S66 Uniform Combined State Law Examination
    2017-02-28
  • S63 Uniform Securities Agent State Law Examination
    2009-01-21
Other Names
  • Nathan J Nelson

View on SEC IAPD

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ALAN P MADEJ
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Lauren A Mlady
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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