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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-18
MI RA APPROVED 2011-11-03
  • TX RA
    APPROVED
    Since 2013-03-18
  • MI RA
    APPROVED
    Since 2011-11-03

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 12/2007 Present
Bank Of America, N.A. Dearborn MI 06/2018 Present
Other Businesses

I*1204291 For profit or not for profit: Entity For Profit Name of outside business organization: DAA LLC Investment related: N Address of business: Dearborn, Michigan, 48128 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 3/6/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Artist management agency & social media marketing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-28
  • S66 Uniform Combined State Law Examination
    2011-10-28
Other Names
  • Angela Schwendemann

View on SEC IAPD

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