William Chester Waller

Current Employers

M3F, Inc.

2070 E 2100 S Suite 250, Salt Lake City, UT 84109 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2014-12-03

UT RA
APPROVED

Since 2014-12-03

Branch Locations

10 Exchange Place, Suite 510, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M3F, Inc.	Salt Lake City	UT	07/2009	Present
M3 Funds, Llc	Salt Lake City	UT	08/2007	Present

07/2009 → Present

M3F, Inc.

Salt Lake City, UT
08/2007 → Present

M3 Funds, Llc

Salt Lake City, UT

Other Businesses

H BANCORP, LLC; BUSINESS: PRIVATE BANK HOLDING COMPANY; ADDRESS: 7151 COLUMBIA GATEWAY DRIVE, SUITE A, COLUMBIA MD, 21046; POSITION: MEMBER OF THE BOARD OF DIRECTORS; START DATE: JULY 2014; APPROXIMATE HOURS/MONTH: 4 HOURS; APPROXIMATE NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS/MONTH: 3 HOURS; DUTIES: INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-30

S65 Uniform Investment Adviser Law Examination

2014-11-30

View on SEC IAPD

Current Employers

M3F, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews