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Robert D Whitfield

Morgan Stanley

Norwell, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-12-02
TX RA APPROVED_RES 2024-12-02
  • CT RA
    APPROVED
    Since 2024-12-02
  • TX RA
    APPROVED_RES
    Since 2024-12-02

Branch Locations

141 Longwater Drive Suite 102, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jacksonville FL 10/2007 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 09/2016 12/2024
Bank Of America, N.A. Boston MA 09/2016 12/2024
Morgan Stanley Smith Barney Llc Norwell MA 12/2024 Present
Morgan Stanley Private Bank, N.A New York NY 12/2024 Present
  • 10/2007 → 09/2016
    Fidelity Investments
    Jacksonville, FL
  • 09/2016 → 12/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
  • 09/2016 → 12/2024
    Bank Of America, N.A.
    Boston, MA
  • 12/2024 → Present
    Morgan Stanley Smith Barney Llc
    Norwell, MA
  • 12/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-06
S63 Uniform Securities Agent State Law Examination 2008-02-26
  • S66 Uniform Combined State Law Examination
    2011-06-06
  • S63 Uniform Securities Agent State Law Examination
    2008-02-26
Other Names
  • Robert D Whitfield
  • Robert Daniel Whitfield

View on SEC IAPD

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ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
BAY COLONY ADVISORS · NORWELL, MA
FLAGSHIP HARBOR ADVISORS, LLC · NORWELL, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA
LPL FINANCIAL LLC · NORWELL, MA
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