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Chris James Lorenzen

Lig Capital Management, LLC

Oklahoma City, OK

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Current Employers
Lig Capital Management, Llc

3503 N.W. 63Rd Street Suite 100, Oklahoma City, OK 73116-2203 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-01-24
  • OK RA
    APPROVED
    Since 2024-01-24

Branch Locations

3503 N.W. 63Rd Street Suite 100, Oklahoma City, OK 73116-2203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clk Investments,Inc. Oklahoma City OK 10/2003 Present
Lig Capital Management Oklahoma City OK 01/2004 Present
  • 10/2003 → Present
    Clk Investments,Inc.
    Oklahoma City, OK
  • 01/2004 → Present
    Lig Capital Management
    Oklahoma City, OK
Previous Registrations
  • 2007-04-26 → 2010-12-16
    Compass Wealth Management, Llc
    Oklahoma City, OK
  • 2003-10-21 → 2004-12-31
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
  • 2000-09-19 → 2003-11-07
    Oklahoma City, OK
Other Businesses

CLK Investments Inc, Non-Investment Related S-Corp, 8220 NW 152nd Terrace Edmond, OK 73013, Start Date 01/2004, President, 1-2 hours per month, 0 hours per month during trading hours, General Business Administrative Duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-25
S63 Uniform Securities Agent State Law Examination 2000-06-23
  • S65 Uniform Investment Adviser Law Examination
    2000-08-25
  • S63 Uniform Securities Agent State Law Examination
    2000-06-23

View on SEC IAPD

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