Chris James Lorenzen

Employer firm

Lig Capital Management, LLC CRD 130489

$250M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• RETIREMENT PLAN CONSULTING AND ADVISORY

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Clk Investments,Inc.
  Oklahoma City, OK
• 01/2004 → Present
  Lig Capital Management
  Oklahoma City, OK

Previous Registrations

• 2007-04-26 → 2010-12-16
  Compass Wealth Management, Llc
  Oklahoma City, OK
• 2003-10-21 → 2004-12-31
  Phillips Capital Advisors, Inc.
  Oklahoma City, OK
• 2000-09-19 → 2003-11-07
  Wells Fargo Clearing Services, Llc
  Oklahoma City, OK

Other Businesses

CLK Investments Inc, Non-Investment Related S-Corp, 8220 NW 152nd Terrace Edmond, OK 73013, Start Date 01/2004, President, 1-2 hours per month, 0 hours per month during trading hours, General Business Administrative Duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-25
• S63 Uniform Securities Agent State Law Examination
  2000-06-23