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Luis H Santos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aventura, FL

Charlotte Amalie, VI

Guaynabo, PR

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-05-08
TX RA APPROVED 2025-08-22
FL RA APPROVED 2025-08-07
  • VI RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED
    Since 2025-08-22
  • FL RA
    APPROVED
    Since 2025-08-07

Branch Locations

19495 Biscayne Blvd, Aventura, FL 33180 • United States

5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 07/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 03/2021
Morgan Stanley Miami FL 04/2021 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-27
  • S66 Uniform Combined State Law Examination
    2014-06-27
Other Names
  • Luis H Santos
  • Luis Hernando Santos

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Aventura, FL
UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
KAILIX ADVISORS LLC · AVENTURA, FL

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