Charles Anthony Boggs

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Charles Schwab & Co.,Inc
  Indianapolis, IN
• 04/2014 → 03/2021
  Schw Private Client Invest Adv
  Indianapolis, IN

Previous Registrations

• 2014-04-14 → 2021-04-01
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN
• 2010-01-19 → 2010-11-30
  Chase Investment Services Corp.
  Beech Grove, IN
• 2009-04-30 → 2009-06-10
  Wells Fargo Clearing Services, Llc
  Huntington, WV

Exams

• S66 Uniform Combined State Law Examination
  2008-02-28

Other Names

• Charles A Boggs
• Anthony Boggs