Brendan Gilmartin Moody

Employer firm

Watershed Private Wealth CRD 316408

$414M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 03/2018
  Fidelity Investments
  Oakbrook, IL
• 03/2018 → 09/2021
  Spotlight Asset Group
  Oakbrook Terrace, IL
• 04/2010 → 03/2018
  Fidelity Brokerage Services
  Oak Brook, IL
• 09/2021 → Present
  Watershed Private Wealth Llc
  Chicago, IL

Previous Registrations

• 2018-03-13 → 2021-09-20
  Spotlight Asset Group
  Oakbrook Terrace, IL
• 2011-07-08 → 2018-03-27
  Strategic Advisers Llc
  Oakbrook, IL
• 2008-07-14 → 2009-12-16
  Equitable Advisors, Llc
  Oak Brook, IL
  Deerfield, IL

Other Businesses

TREASURER: FISHER FALCON EDUCATION FOUNDATION: NO COMPENSATION RECEIVED, VOLUNTEER POSITION

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-25
• S63 Uniform Securities Agent State Law Examination
  2008-04-29

Other Names

• Brendan G Moody