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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-17
OR RA APPROVED 2015-02-13
  • TX RA
    APPROVED_RES
    Since 2026-04-17
  • OR RA
    APPROVED
    Since 2015-02-13

Branch Locations

3560 Excel Drive Suite 103, Medford, OR 97504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 02/2015 Present
Previous Registrations
  • 2009-07-29 → 2015-02-23
    Medford, OR
    Medford, OR
    Central Point, OR
    Grants Pass, OR
    Medford, OR
    Medford, OR
Other Businesses

1. SISKIYOU WEALTH MANAGEMENT, LLC; CO-OWNER OF OPERATING COMPANY; INVESTMENT RELATED; CONDUCTED AT BRANCH 2. FIXED INSURANCE SALES; INVESTMENT RELATED; CONDUCTED AT BRANCH 3. ERIK K. PETERSON, LLC; ENTITY FOR SECURITIES BUSINESS; INVESTMENT RELATED; CONDUCTED AT BRANCH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-28
S63 Uniform Securities Agent State Law Examination 2008-03-01
  • S65 Uniform Investment Adviser Law Examination
    2009-07-28
  • S63 Uniform Securities Agent State Law Examination
    2008-03-01

View on SEC IAPD

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