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Christopher Layne Ward

LPl Financial LLC

St. Louis, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-16
TX RA APPROVED_RES 2023-08-16
  • MO RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED_RES
    Since 2023-08-16

Branch Locations

8000 Forsyth Blvd, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Brokerage Services Inc St Louis MO 11/2010 Present
Lpl Financial Llc St. Louis MO 08/2023 Present
  • 11/2010 → Present
    Commerce Brokerage Services Inc
    St Louis, MO
  • 08/2023 → Present
    Lpl Financial Llc
    St. Louis, MO
Previous Registrations
  • 2010-12-22 → 2023-08-16
    Commerce Brokerage Services, Inc.
    St. Louis, MO
    Clayton, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-11
S63 Uniform Securities Agent State Law Examination 2008-01-10
  • S65 Uniform Investment Adviser Law Examination
    2010-11-11
  • S63 Uniform Securities Agent State Law Examination
    2008-01-10

View on SEC IAPD

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