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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saleeby & Associates | St. Louis | MO | 10/2007 | Present |
| Prospera Financial Services, Inc. | St. Louis | MO | 05/2025 | Present |
05/22/2013-SALEEBY & ASSOCIATES, INC./ DBA ONLY / 100% OF TIME / ST. LOUIS, MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-23 |
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