Best Investors Account Sign in

Catherine Elizabeth Lampe

Prospera Financial Services, Inc.

St. Louis, MO

CRD 5464745

Claim This Profile
Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-16
  • MO RA
    APPROVED
    Since 2025-05-16

Branch Locations

11301 Olive Blvd, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saleeby & Associates St. Louis MO 10/2007 Present
Prospera Financial Services, Inc. St. Louis MO 05/2025 Present
Previous Registrations
  • 2008-01-25 → 2025-05-16
    Cutter & Company, Inc.
    St. Louis, MO
Other Businesses

05/22/2013-SALEEBY & ASSOCIATES, INC./ DBA ONLY / 100% OF TIME / ST. LOUIS, MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-23
  • S66 Uniform Combined State Law Examination
    2008-01-23
Other Names
  • Catherine Elizabeth Stein
  • Catherine Lampe Stein

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in St. Louis, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor