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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-10-23
NJ RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-10-23
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Elmsford NY 01/2015 03/2017
Massmutual Life Insurance Co Elmsford NY 07/2016 Present
Mml Investors Services, Llc Elmsford NY 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Elmsford, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
  • 03/2017 → Present
    Elmsford, NY
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Elmsford, NY
  • 2010-04-30 → 2015-01-02
    New England Securities
    Elmsford, NY
    Tarrytown, NY
Other Businesses

(1)INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - DENTAL AND GROUP DISABILITY INCOME, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH - 1 SECURITY HOUR - SINCE 09/2010 (2)OWNER/MEMBER FNK ENTERPRISES, LLC FROM SHRUB OAK NY 10588 - 0 HOURS - SINCE 01/2013 (3)NAME: NUNZI KIM LLC INV REL: Y ADD: 565 TAXTER ROAD STE 625 ELMSFORD NY 10523 NATURE: LLC POSITION: MEMBER/OWNER START DATE: 6/14/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: PAY ADMINISTRATIVE SUPPORT STAFF AND MANAGE ASSOCIATE EXPENSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-16
  • S66 Uniform Combined State Law Examination
    2008-04-16
Designations

View on SEC IAPD

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