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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-03 |
| TX | RA | APPROVED_RES | 2020-01-22 |
Branch Locations
1244 Broadway Unit 5, Raynham, MA 02767 • United States
4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Wellesley | MA | 12/2007 | 09/2016 |
| Ameriprise Financial Services, Inc. | Canton | MA | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
Real Estate Ownership; Single Family; 579 Jerusalem Road, , Cohasset, MA, 02025; Investment-Related; 04/01/2024. Outside Employment; American Heritage School; High school "Intro to Finance & Accounting" instructor: teach class and grade homework/exams/projects.; K-12 Private School.; 6200 Linton Blvd, , Delray Beach, FL, 33484; Not Investment-Related; 08/21/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
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