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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2010 | 04/2017 |
| Oak Leaf Wealth Management/Fraga Wealth Management Group | Raynham | MA | 03/2010 | 04/2017 |
| Fieldstone Financial Management Group, Llc | Foxboro | MA | 04/2017 | 05/2018 |
| Holmes Investment Management, Inc. | Brockton | MA | 10/2018 | 01/2025 |
| Unemployed | Mansfield | MA | 05/2018 | 10/2018 |
| Commonwealth Financial Network | Waltham | MA | 01/2025 | Present |
| Fraga Wealth Management Group | Raynham | MA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-08-10 |
| S65 | Uniform Investment Adviser Law Examination | 2006-07-14 |
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