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Guy Anthony Tomase

Commonwealth Financial Network

Raynham, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-06
  • MA RA
    APPROVED
    Since 2025-01-06

Branch Locations

10 Commerce Way Suite 1, Raynham, MA 02767 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2010 04/2017
Oak Leaf Wealth Management/Fraga Wealth Management Group Raynham MA 03/2010 04/2017
Fieldstone Financial Management Group, Llc Foxboro MA 04/2017 05/2018
Holmes Investment Management, Inc. Brockton MA 10/2018 01/2025
Unemployed Mansfield MA 05/2018 10/2018
Commonwealth Financial Network Waltham MA 01/2025 Present
Fraga Wealth Management Group Raynham MA 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-10
S65 Uniform Investment Adviser Law Examination 2006-07-14
  • S63 Uniform Securities Agent State Law Examination
    2006-08-10
  • S65 Uniform Investment Adviser Law Examination
    2006-07-14
Designations

View on SEC IAPD

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