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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-12-11 |
| UT | RA | APPROVED | 2012-03-08 |
Branch Locations
6400 C St Sw, Cedar Rapids, IA 52499 • United States
American Fork, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Cedar Rapids | IA | 06/2001 | Present |
| Transamerica Financial Advisors, Inc | Cedar Rapids | IA | 01/2012 | Present |
As employee of Transamerica Financial Advisors, may perform home office functions for other business units
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-17 |
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