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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-11
UT RA APPROVED 2012-03-08
  • IA RA
    APPROVED
    Since 2023-12-11
  • UT RA
    APPROVED
    Since 2012-03-08

Branch Locations

6400 C St Sw, Cedar Rapids, IA 52499 • United States

American Fork, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Cedar Rapids IA 06/2001 Present
Transamerica Financial Advisors, Inc Cedar Rapids IA 01/2012 Present
  • 06/2001 → Present
    Wfgia
    Cedar Rapids, IA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Cedar Rapids, IA
Other Businesses

As employee of Transamerica Financial Advisors, may perform home office functions for other business units

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 2002-12-17
  • S66 Uniform Combined State Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    2002-12-17
Other Names
  • Melissa Sue Welch

View on SEC IAPD

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