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Katrina M Elbert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Eau Claire, WI

Minneapolis, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-14
WI RA APPROVED 2021-09-10
  • TX RA
    APPROVED
    Since 2021-09-14
  • WI RA
    APPROVED
    Since 2021-09-10

Branch Locations

3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States

80 S 8Th St, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Eau Claire WI 11/2011 11/2016
Wells Fargo Clearing Services, Llc Eau Claire WI 11/2016 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Eau Claire WI 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-01-31
Other Names
  • Katrina Marie Snow
  • Katrina M Elbert
  • Katrina Marie Elbert

View on SEC IAPD

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Other Offices

LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Eau CLAIRE, WI
NICOLET WEALTH MANAGEMENT · Eau Claire, WI
OSAIC WEALTH, INC. · Eau Claire, WI
EDWARD JONES · EAU CLAIRE, WI
RJ HILL'S FINANCIAL SERVICES, LLC · EAU CLAIRE, WI
U.S. BANCORP ADVISORS, LLC · Eau Claire, WI
CETERA INVESTMENT ADVISERS LLC · EAU CLAIRE, WI
EDWARD JONES · EAU CLAIRE, WI

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