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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-19
CA RA APPROVED 2017-06-30
  • TX RA
    APPROVED_RES
    Since 2021-05-19
  • CA RA
    APPROVED
    Since 2017-06-30

Branch Locations

832 12Th Street Suite 601, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Modesto CA 11/2007 06/2017
Raymond James & Associates, Inc. Modesto CA 06/2017 Present
Previous Registrations
Other Businesses

1)Name of Business: Women's Education and Leadership League Address: 6724 Kenworthy Ct, Hughson, CA, 95326, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 11/22/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Founding Board Member, current President.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-19
  • S66 Uniform Combined State Law Examination
    2008-06-19

View on SEC IAPD

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